Mickyb64
Regular
The current Top 20 from Feb this year has Ridgeback with 51 millions shares.
AVZ Discussion 2022
- Thread starter GazDix
- Start date
The following is an extract from AVZ's overarching share trading policy document. The document is publicly available, and aligns with the ASX's policies on listed companies and their employees (Listing Rule 3.19A).
3.8 Director Requirement to Report to the market – Listing Rule 3.19A
In accordance with the Agreement between directors and AVZ directors are required to provide
details of all changes to their interest in AVZ securities registered in the name of the director or held
on behalf of the director, directly or indirectly. The details must be provided as soon as reasonably
possible after the date of the change and in any event no later than three business days after the
change or another time frame agreed with Company Secretary which allows for compliance with
the listing rule obligations.
Cheers
F
3.8 Director Requirement to Report to the market – Listing Rule 3.19A
In accordance with the Agreement between directors and AVZ directors are required to provide
details of all changes to their interest in AVZ securities registered in the name of the director or held
on behalf of the director, directly or indirectly. The details must be provided as soon as reasonably
possible after the date of the change and in any event no later than three business days after the
change or another time frame agreed with Company Secretary which allows for compliance with
the listing rule obligations.
Cheers
F
Bin59
Regular
Don’t panic - the second Top 20 was for Lithium Plus Pty Ltd to show you Cath has a holding with them
MoneyBags1348
Top 20
Thank goodness, I was worried those arseholes had stopped plotting against us!!
Remark
Top 20
So he acquired 13,535,334 sometime during Jan / Feb and has since sold them? I think someone's got their wires crossed here.
CashKing
Regular
It was today's date..
Mickyb64
Regular
I truly hope it's a typo.
Feb 2022 :10 NIGEL FERGUSON & RIDGEBACK HOLDINGS PTY LTD 51,013,404 1.48% 11 EQUITY PLAN SERVICES
Well he's probably sold them at near the high in late march . Has Nigel done the German tap dance on share holders heads ? Straight out the Klaus hand book ? Did he know the shit was about to come down so flicked a few ? Probably bagged a cool $16 million . While share holders were on the Euphoria Train waiting for those company making announcements to drop . I don't like it one bit but if all goes well for share holders then so be it . If it all turns to shit , then Nigel might find himself in world of problems. Surely he is not that stupid .All IMO only
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Sammy_da_Smile
Regular
How does Graeme get flagged for selling his shares 600k or something and provides an announcement with a statement along the lines of 'tax selling', and N sells like 16 million and nothing?
Doesn't add up does it?
Doesn't add up does it?
Sammy_da_Smile
Regular
LOCKY82
Regular
Wanted to push her more but I'm sire the poor girl on reception isn't privy to much. Lol
Yeah extension to suspension lol
If he sold that much shares prior to suspension oh boy..
Shareholders treated with contempt again
On the February statement it says Nigel Ferguson AND Ridgeback Holdings 51 million shares.
On the latest statement it says Ridgeback Holdings 37 million shares
No 20 on the list is HSBC Custody Nominees with 17 million shares.
Isn't it possible that Nigel has 2 accounts and account no 2 has 14 million shares and not on the list?
From what I can remember of a while back they were recorded as seperate items.
Sammy_da_Smile
Regular
Would possibly negate the need of a change in holding Ann? Interesting!
Samus
Top 20
Pretty much constitutes insider trading at that point. If he's pretended all is good in the world with surface rights paid in a few days and licence granted. When reality is he's selling 15 odd mil shares knowing full well we're going into suspension sorrounded by serious issues.
Since we don't have a change in directors interest notice let's hope there is some other explanation as above.
Remark
Top 20
The question is where did Nigel get the shares? - no sign of him buying in this report.
Director Transactions
AVZ directors must report any change in shareholding to the ASX within 5 business days.See Director Transactions for all ASX companies.
| Date | Director | Type | Amount | Price | Value | Notes |
|---|---|---|---|---|---|---|
| 17/01/22 | Graeme Johnston | Sell | +753,000 | $0.865 | ($651,345) | On-market trade |
| 13/01/22 | Peter Huljich | Buy | +1,000,000 | $0.92 | $920,000 | Conversion of securities |
| 13/01/22 | Peter Huljich | Exercise | 1,000,000 | $0.92 | $920,000 | Conversion of securities |
| 13/01/22 | Rhett Brans | Buy | +1,000,000 | $0.92 | $920,000 | Conversion of securities |
| 13/01/22 | Rhett Brans | Exercise | 1,000,000 | $0.92 | $920,000 | Conversion of securities |
| 13/01/22 | Graeme Johnston | Buy | +1,500,000 | $0.92 | $1,380,000 | Conversion of securities |
| 13/01/22 | Graeme Johnston | Exercise | 1,500,000 | $0.92 | $1,380,000 | Conversion of securities |
| 13/01/22 | Nigel Ferguson | Buy | +2,000,000 | $0.92 | $1,840,000 | Conversion of securities |
| 13/01/22 | Nigel Ferguson | Exercise | 2,000,000 | $0.92 | $1,840,000 | Conversion of securities |
| 13/01/22 | John Clarke | Buy | +1,500,000 | $0.92 | $1,380,000 | Conversion of securities |
| 13/01/22 | John Clarke | Exercise | 1,500,000 | $0.92 | $1,380,000 | Conversion of securities |
| 03/12/21 | Peter Huljich | Expiry | 399,000 | $0.615 | $245,385 | As advised by the company |
| 03/12/21 | Rhett Brans | Expiry | 399,000 | $0.615 | $245,385 | As advised by the company |
| 03/12/21 | Graeme Johnston | Expiry | 532,000 | $0.615 | $327,180 | As advised by the company |
| 03/12/21 | Nigel Ferguson | Expiry | 798,000 | $0.615 | $490,770 | As advised by the company |
| 30/11/21 | Peter Huljich | Buy | +1,101,000 | $0.69 | $759,690 | Conversion of securities |
| 30/11/21 | Peter Huljich | Exercise | 1,101,000 | $0.69 | $759,690 | Conversion of securities |
| 30/11/21 | Rhett Brans | Buy | +1,101,000 | $0.69 | $759,690 | Conversion of securities |
| 30/11/21 | Rhett Brans | Exercise | 1,101,000 | $0.69 | $759,690 | Conversion of securities |
| 30/11/21 | Graeme Johnston | Buy | +1,468,000 | $0.69 | $1,012,920 | Conversion of securities |
| 30/11/21 | Graeme Johnston | Exercise | 1,468,000 | $0.69 | $1,012,920 | Conversion of securities |
| 30/11/21 | Nigel Ferguson | Buy | +2,202,000 | $0.69 | $1,519,380 | Conversion of securities |
| 30/11/21 | Nigel Ferguson | Exercise | 2,202,000 | $0.69 | $1,519,380 | Conversion of securities |
| 30/11/21 | John Clarke | Buy | +2,202,000 | $0.69 | $1,519,380 | Conversion of securities |
| 30/11/21 | John Clarke | Exercise | 2,202,000 | $0.69 | $1,519,380 | Conversion of securities |
| 18/11/21 | Peter Huljich | Issued | 4,500,000 | $0.575 | $2,587,500 | Issue of securities |
| 18/11/21 | Rhett Brans | Issued | 4,500,000 | $0.575 | $2,587,500 | Issue of securities |
| 18/11/21 | Graeme Johnston | Issued | 7,000,000 | $0.575 | $4,025,000 | Issue of securities |
| 18/11/21 | Nigel Ferguson | Issued | 9,000,000 | $0.575 | $5,175,000 | Issue of securities |
| 18/11/21 | John Clarke | Issued | 6,750,000 | $0.575 | $3,881,250 | Issue of securities |
| 06/07/21 | John Clarke | Buy | +333,333 | $0.15 | $49,999 | Off-market trade |
| 06/07/21 | Nigel Ferguson | Buy | +333,334 | $0.15 | $50,000 | Off-market trade |
| 06/07/21 | Graeme Johnston | Sell | +666,667 | $0.15 | ($100,000) | Off-market trade |
| 31/03/21 | Graeme Johnston | Issued | 2,000,000 | $0.195 | $390,000 | Conversion of securities |
| 31/03/21 | Graeme Johnston | Expiry | 2,100,000 | $0.195 | $409,500 | As advised by the company |
| 31/03/21 | Graeme Johnston | Exercise | 2,000,000 | $0.195 | $390,000 | Conversion of securities |
| 31/03/21 | Rhett Brans | Issued | 1,500,000 | $0.195 | $292,500 | Conversion of securities |
| 31/03/21 | Rhett Brans | Exercise | 1,500,000 | $0.195 | $292,500 | Conversion of securities |
| 31/03/21 | Peter Huljich | Issued | 1,500,000 | $0.195 | $292,500 | Conversion of securities |
| 31/03/21 | Peter Huljich | Exercise | 1,500,000 | $0.195 | $292,500 | Conversion of securities |
| 31/03/21 | Nigel Ferguson | Issued | 3,000,000 | $0.195 | $585,000 | Conversion of securities |
| 31/03/21 | Nigel Ferguson | Exercise | 3,000,000 | $0.195 | $585,000 | Conversion of securities |
| 31/03/21 | John Clarke | Issued | 3,000,000 | $0.195 | $585,000 | Conversion of securities |
| 31/03/21 | John Clarke | Transfer | 1,000,000 | $0.195 | $195,000 | Off-market transfer |
| 31/03/21 | John Clarke | Transfer | 1,000,000 | $0.195 | $195,000 | Off-market transfer |
| 31/03/21 | John Clarke | Exercise | 3,000,000 | $0.195 | $585,000 | Conversion of securities |
| 10/12/20 | Peter Huljich | Issued | 1,500,000 | $0.098 | $147,000 | Issue of securities |
| 10/12/20 | Rhett Brans | Issued | 1,500,000 | $0.098 | $147,000 | Issue of securities |
| 10/12/20 | Graeme Johnston | Issued | 2,000,000 | $0.098 | $196,000 | Issue of securities |
| 10/12/20 | Nigel Ferguson | Issued | 3,000,000 | $0.098 | $294,000 | Issue of securities |
| 10/12/20 | John Clarke | Issued | 9,000,000 | $0.098 | $882,000 | Issue of securities |
| 12/06/20 | Rhett Brans | Buy | +1,500,000 | $0.058 | $87,000 | Conversion of securities |
| 12/06/20 | Rhett Brans | Exercise | 1,500,000 | $0.058 | $87,000 | Conversion of securities |
| 12/06/20 | Peter Huljich | Buy | +1,500,000 | $0.058 | $87,000 | Conversion of securities |
| 12/06/20 | Peter Huljich | Exercise | 1,500,000 | $0.058 | $87,000 | Conversion of securities |
| 12/06/20 | Nigel Ferguson | Buy | +3,000,000 | $0.058 | $174,000 | Conversion of securities |
| 12/06/20 | Nigel Ferguson | Exercise | 3,000,000 | $0.058 | $174,000 | Conversion of securities |
| 12/06/20 | Graeme Johnston | Buy | +2,000,000 | $0.058 | $116,000 | Conversion of securities |
| 12/06/20 | Graeme Johnston | Exercise | 2,000,000 | $0.058 | $116,000 | Conversion of securities |
| 05/05/20 | John Clarke | Buy | +1,000,000 | $0.063 | $63,000 | On-market trade |
| 11/07/19 | Graeme Johnston | Exercise | 4,000,000 | $0.052 | $208,000 | Conversion of securities |
| 11/07/19 | Graeme Johnston | Buy | +4,000,000 | $0.052 | $208,000 | Conversion of securities |
| 11/07/19 | Nigel Ferguson | Exercise | 3,000,000 | $0.052 | $156,000 | Conversion of securities |
| 11/07/19 | Rhett Brans | Exercise | 1,500,000 | $0.052 | $78,000 | Conversion of securities |
| 11/07/19 | Nigel Ferguson | Buy | +3,000,000 | $0.052 | $156,000 | Conversion of securities |
| 11/07/19 | Rhett Brans | Buy | +1,500,000 | $0.052 | $78,000 | Conversion of securities |
Director Interests
The current holdings of AVZ directors.| Director | Last Notice | Direct Shares | Indirect Shares | Options | Convertibles |
|---|---|---|---|---|---|
| Graeme Johnston | 17/01/2022 | N/A | 11,398,070 | N/A | N/A |
| Peter Huljich | 13/01/2022 | 0 | 5,101,000 | N/A | N/A |
| Nigel Ferguson | 13/01/2022 | N/A | 51,013,404 | N/A | N/A |
| Rhett Brans | 13/01/2022 | N/A | 7,064,158 | N/A | N/A |
| John Clarke | 13/01/2022 | 0 | 8,035,333 | N/A | N/A |
Shareholder Info
Top 20 Shareholders
About the Data
The Top 20 Shareholders of AVZ hold 45.59% of shares on issue.
| Name | Shares | Capital |
|---|---|---|
| Yibin Tianyi Lithium Industry Co Ltd | 237,500,000 | 7.38% |
| Huayou International Mining (Hongkong) Limited | 216,615,790 | 6.73% |
| BNP Paribas Nominees Pty Ltd ACF Clearstream | 196,395,601 | 6.10% |
| Lithium Plus Pty Ltd | 118,447,369 | 3.68% |
| Citicorp Nominees Pty Limited | 102,707,869 | 3.19% |
| BNP Paribas Nominees Pty Ltd (Ib Au Noms Retailclient Drp) | 99,756,295 | 3.10% |
| Certane Ct Pty Ltd (Richlink High-Tech Invest) | 96,439,460 | 3.00% |
| HSBC Custody Nominees (Australia) Limited A/C 2 | 62,788,050 | 1.95% |
| HSBC Custody Nominees (Australia) Limited | 48,950,713 | 1.52% |
| Hsbc Custody Nominees (Australia) Limited (Euroclear Bank Sa Nv A/C) | 37,791,673 | 1.17% |
| Ridgeback Holdings Pty Ltd (The Ferguson Family A/C) | 37,478,070 | 1.16% |
| Smartequity Eis Pty Ltd | 32,150,000 | 1.00% |
| J P Morgan Nominees Australia Pty Limited | 27,883,103 | 0.87% |
| Mrs Liyun Huang | 27,500,000 | 0.85% |
| Mr Kevin Griffiths | 26,288,400 | 0.82% |
| Stecol Consulting Pty Ltd (Cologna Family A/C) | 23,435,500 | 0.73% |
| Mr Kai Guo | 22,000,000 | 0.68% |
| Mr Craig Alan Doran | 20,650,000 | 0.64% |
| Bnp Paribas Nominees Pty Ltd Six Sis Ltd (Drp A/C) | 18,216,024 | 0.57% |
| BNP Paribas Noms Pty Ltd (Drp) | 14,542,410 | 0.45% |
Shareholder Distribution
As reported in the most recent Annual Report.| Holding Size | 1 - 1,000 | 1,001 - 5,000 | 5,001 - 10,000 | 10,001 - 100,000 | 100,001+ | Total |
|---|---|---|---|---|---|---|
| No. of Shareholders | 146 | 1,754 | 1,749 | 5,442 | 2,267 |
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