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(Reuters) - Australia's corporate regulator said on Thursday that ASX Ltd has paid a A$1.1-million ($721,930) fine following a compliance investigation, marking the first such infringement notice issued to an exchange operator in the country.
The Australian Securities and Investments Commission (ASIC) said it had reasonable grounds to believe ASX breached the rule requiring pre-trade transparency on 8,417 occasions between April 4, 2019 and Dec. 22, 2022.
The rules require bourse operator ASX ...
>>> Read more: Australia's corporate regulator fines ASX, issues infringement notice
The Australian Securities and Investments Commission (ASIC) said it had reasonable grounds to believe ASX breached the rule requiring pre-trade transparency on 8,417 occasions between April 4, 2019 and Dec. 22, 2022.
The rules require bourse operator ASX ...
>>> Read more: Australia's corporate regulator fines ASX, issues infringement notice
